Compliance according to FATF & FINMA standards. Anti Money Laundering Act AMLA & CDB, SRO guidelines, client protection according to MiFID II & FIDLEG, FINIG, cross-border compliance, compliance remediation, internal & external investigations.
Risk management according to FINMA, ISO 31000, COSO standard. Internal control systems and process optimisation.
Corporate Governance according to best-practice standards, FINMA regulations and individual goals. Promoting awareness in compliance and risk matters. Codes of conduct, solutions in case of conflict of interests and developing a whistleblowing platform.
Automated implementation of regulatory requirements with algorithms and artificial intelligence, in cooperation with our IT system design partner.
Definition of on-boarding processes of clients and assets from the crypto space, analysis of risk factors and thorough evaluation of transfer of assets.